國金(jin)證(zheng)券(quan)股(gu)(gu)份有(you)限(xian)公司是一家(jia)資產質量優良、專業(ye)團(tuan)隊精干、創新(xin)(xin)能力突(tu)出的上(shang)市證(zheng)券(quan)公司,是滬深(shen)300指(zhi)數(shu)(shu)、上(shang)證(zheng)180指(zhi)數(shu)(shu)、上(shang)證(zheng)180金(jin)融(rong)股(gu)(gu)指(zhi)數(shu)(shu)和上(shang)證(zheng)中(zhong)型企業(ye)指(zhi)數(shu)(shu)成份股(gu)(gu),注冊地在(zai)四川省(sheng)成都市。公司目前(qian)控股(gu)(gu)國金(jin)期貨有(you)限(xian)責任公司、國金(jin)鼎興投資有(you)限(xian)公司、國金(jin)創新(xin)(xin)投資有(you)限(xian)公司,國金(jin)證(zheng)券(quan)(香港)有(you)限(xian)公司、粵海融(rong)資有(you)限(xian)公司、參(can)股(gu)(gu)國金(jin)基金(jin)管理有(you)限(xian)公司。
國金(jin)(jin)證(zheng)券(quan)(quan)(quan)股份有(you)限公司(si)經(jing)(jing)營(ying)范(fan)圍包括:證(zheng)券(quan)(quan)(quan)經(jing)(jing)紀;證(zheng)券(quan)(quan)(quan)投資咨詢;與(yu)證(zheng)券(quan)(quan)(quan)交(jiao)易(yi)、證(zheng)券(quan)(quan)(quan)投資活動(dong)有(you)關(guan)的財務(wu)顧(gu)問;證(zheng)券(quan)(quan)(quan)承(cheng)銷(xiao)與(yu)保薦;證(zheng)券(quan)(quan)(quan)自營(ying);融資融券(quan)(quan)(quan);證(zheng)券(quan)(quan)(quan)資產管理(li);證(zheng)券(quan)(quan)(quan)投資基金(jin)(jin)代銷(xiao);為期貨(huo)公司(si)提供中間介紹業務(wu);代銷(xiao)金(jin)(jin)融產品(pin)。(依法(fa)須經(jing)(jing)批準的項(xiang)目,經(jing)(jing)相關(guan)部門批準后方可開展經(jing)(jing)營(ying)活動(dong))。
國(guo)金(jin)(jin)證券股(gu)(gu)(gu)份有限公司還(huan)擁有參與(yu)股(gu)(gu)(gu)指期(qi)貨、國(guo)債期(qi)貨交(jiao)易業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu);股(gu)(gu)(gu)票質押式(shi)回購(gou)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu);股(gu)(gu)(gu)票收益互換(huan)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu);參與(yu)利率互換(huan)交(jiao)易業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu);直接投資業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu);中小企業(ye)(ye)(ye)私(si)募(mu)債券主承銷業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu);向保險(xian)機(ji)構投資者(zhe)提供(gong)交(jiao)易單元服務(wu)(wu)(wu)(wu)(wu);約定購(gou)回式(shi)證券交(jiao)易業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu);全國(guo)銀行(xing)間同業(ye)(ye)(ye)拆(chai)借市(shi)(shi)場同業(ye)(ye)(ye)拆(chai)借業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu);滬港通業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu);私(si)募(mu)基(ji)金(jin)(jin)綜合(he)托管業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)試點(dian);銀行(xing)間嘗試做市(shi)(shi)商;互聯網證券業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)試點(dian);柜臺市(shi)(shi)場業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)試點(dian);股(gu)(gu)(gu)票期(qi)權交(jiao)易參與(yu)人;開展黃金(jin)(jin)現貨合(he)約自營資格、上市(shi)(shi)公司股(gu)(gu)(gu)權激勵行(xing)權融資業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)、合(he)格境內機(ji)構投資者(zhe)(QDII)資格等(deng)其他業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)(wu)資格。
國金證券股份有限(xian)公司自成(cheng)立以來,嚴格遵守(shou)各項法(fa)律法(fa)規,不斷完善公司法(fa)人治理結構,建立了比較健(jian)全的內控制度,始終堅(jian)持合規管理和穩健(jian)經營。