國金(jin)證券股份(fen)有(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)是一家資(zi)產質量優良、專業(ye)團隊精干、創(chuang)新能力(li)突出的上(shang)市證券公(gong)(gong)(gong)司(si)(si)(si),是滬深300指(zhi)數、上(shang)證180指(zhi)數、上(shang)證180金(jin)融股指(zhi)數和上(shang)證中型企業(ye)指(zhi)數成份(fen)股,注冊地在(zai)四川省(sheng)成都市。公(gong)(gong)(gong)司(si)(si)(si)目(mu)前控股國金(jin)期貨有(you)(you)(you)限責任公(gong)(gong)(gong)司(si)(si)(si)、國金(jin)鼎興(xing)投資(zi)有(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、國金(jin)創(chuang)新投資(zi)有(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si),國金(jin)證券(香港)有(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、粵(yue)海融資(zi)有(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)、參股國金(jin)基金(jin)管理有(you)(you)(you)限公(gong)(gong)(gong)司(si)(si)(si)。
國金(jin)證券(quan)(quan)股份有限(xian)公(gong)司(si)經(jing)營(ying)范(fan)圍(wei)包括:證券(quan)(quan)經(jing)紀;證券(quan)(quan)投(tou)資(zi)咨詢(xun);與證券(quan)(quan)交易(yi)、證券(quan)(quan)投(tou)資(zi)活動有關的財務顧問;證券(quan)(quan)承(cheng)銷與保薦;證券(quan)(quan)自營(ying);融(rong)資(zi)融(rong)券(quan)(quan);證券(quan)(quan)資(zi)產(chan)管理;證券(quan)(quan)投(tou)資(zi)基金(jin)代(dai)(dai)銷;為期貨公(gong)司(si)提供中(zhong)間介(jie)紹業務;代(dai)(dai)銷金(jin)融(rong)產(chan)品。(依法須經(jing)批(pi)準的項目,經(jing)相(xiang)關部門批(pi)準后方(fang)可開展經(jing)營(ying)活動)。
國金(jin)證券(quan)股(gu)(gu)份有限公(gong)司還擁有參(can)與(yu)股(gu)(gu)指期(qi)(qi)貨(huo)、國債期(qi)(qi)貨(huo)交(jiao)易(yi)(yi)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu);股(gu)(gu)票質押式(shi)回購業(ye)(ye)(ye)務(wu)(wu)(wu)(wu);股(gu)(gu)票收(shou)益互(hu)換業(ye)(ye)(ye)務(wu)(wu)(wu)(wu);參(can)與(yu)利率互(hu)換交(jiao)易(yi)(yi)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu);直接投(tou)(tou)資(zi)(zi)(zi)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu);中小企業(ye)(ye)(ye)私(si)募(mu)債券(quan)主承銷業(ye)(ye)(ye)務(wu)(wu)(wu)(wu);向保險機構(gou)投(tou)(tou)資(zi)(zi)(zi)者(zhe)提供交(jiao)易(yi)(yi)單元服務(wu)(wu)(wu)(wu);約(yue)定(ding)購回式(shi)證券(quan)交(jiao)易(yi)(yi)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu);全國銀行間(jian)同(tong)業(ye)(ye)(ye)拆借(jie)市場(chang)同(tong)業(ye)(ye)(ye)拆借(jie)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu);滬港通(tong)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu);私(si)募(mu)基金(jin)綜合(he)托管業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)試點;銀行間(jian)嘗(chang)試做市商;互(hu)聯網證券(quan)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)試點;柜(ju)臺市場(chang)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)試點;股(gu)(gu)票期(qi)(qi)權(quan)交(jiao)易(yi)(yi)參(can)與(yu)人;開展黃金(jin)現貨(huo)合(he)約(yue)自營資(zi)(zi)(zi)格(ge)(ge)、上市公(gong)司股(gu)(gu)權(quan)激勵行權(quan)融(rong)資(zi)(zi)(zi)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)、合(he)格(ge)(ge)境內機構(gou)投(tou)(tou)資(zi)(zi)(zi)者(zhe)(QDII)資(zi)(zi)(zi)格(ge)(ge)等其他(ta)業(ye)(ye)(ye)務(wu)(wu)(wu)(wu)資(zi)(zi)(zi)格(ge)(ge)。
國金證券股份有(you)限公司自成立以(yi)來,嚴格遵守各項法(fa)律法(fa)規,不斷完善(shan)公司法(fa)人(ren)治理結(jie)構,建立了(le)比較健全的(de)內控制(zhi)度,始終堅持合規管理和穩健經(jing)營。