國(guo)金(jin)證(zheng)券股份有(you)限(xian)公(gong)司(si)(si)是(shi)一家資(zi)產質量優良、專業團隊(dui)精(jing)干、創新(xin)(xin)能力突出的上市(shi)證(zheng)券公(gong)司(si)(si),是(shi)滬深300指(zhi)數、上證(zheng)180指(zhi)數、上證(zheng)180金(jin)融(rong)股指(zhi)數和上證(zheng)中型企業指(zhi)數成份股,注(zhu)冊地(di)在(zai)四(si)川(chuan)省成都(dou)市(shi)。公(gong)司(si)(si)目前控股國(guo)金(jin)期貨有(you)限(xian)責(ze)任(ren)公(gong)司(si)(si)、國(guo)金(jin)鼎興投(tou)資(zi)有(you)限(xian)公(gong)司(si)(si)、國(guo)金(jin)創新(xin)(xin)投(tou)資(zi)有(you)限(xian)公(gong)司(si)(si),國(guo)金(jin)證(zheng)券(香港)有(you)限(xian)公(gong)司(si)(si)、粵海融(rong)資(zi)有(you)限(xian)公(gong)司(si)(si)、參(can)股國(guo)金(jin)基金(jin)管理有(you)限(xian)公(gong)司(si)(si)。
國金證(zheng)券(quan)股份(fen)有(you)限公司(si)經營范圍包(bao)括(kuo):證(zheng)券(quan)經紀;證(zheng)券(quan)投資咨詢;與證(zheng)券(quan)交易(yi)、證(zheng)券(quan)投資活(huo)動(dong)有(you)關的財(cai)務顧問;證(zheng)券(quan)承(cheng)銷(xiao)(xiao)與保薦;證(zheng)券(quan)自營;融資融券(quan);證(zheng)券(quan)資產管理;證(zheng)券(quan)投資基金代銷(xiao)(xiao);為期貨公司(si)提(ti)供中間(jian)介紹業務;代銷(xiao)(xiao)金融產品。(依法(fa)須(xu)經批準的項目,經相關部(bu)門批準后(hou)方可開展經營活(huo)動(dong))。
國金證(zheng)券(quan)股(gu)份有限(xian)公司還(huan)擁有參(can)(can)與(yu)股(gu)指期貨、國債期貨交易(yi)業(ye)(ye)務(wu)(wu)(wu);股(gu)票(piao)(piao)質押(ya)式(shi)回購(gou)業(ye)(ye)務(wu)(wu)(wu);股(gu)票(piao)(piao)收益互換業(ye)(ye)務(wu)(wu)(wu);參(can)(can)與(yu)利率互換交易(yi)業(ye)(ye)務(wu)(wu)(wu);直(zhi)接投資業(ye)(ye)務(wu)(wu)(wu);中小企(qi)業(ye)(ye)私募(mu)債券(quan)主承(cheng)銷業(ye)(ye)務(wu)(wu)(wu);向(xiang)保險(xian)機構(gou)投資者提(ti)供交易(yi)單元服務(wu)(wu)(wu);約定購(gou)回式(shi)證(zheng)券(quan)交易(yi)業(ye)(ye)務(wu)(wu)(wu);全國銀行(xing)間(jian)(jian)同(tong)業(ye)(ye)拆借(jie)市(shi)場同(tong)業(ye)(ye)拆借(jie)業(ye)(ye)務(wu)(wu)(wu);滬港通業(ye)(ye)務(wu)(wu)(wu);私募(mu)基金綜(zong)合(he)托(tuo)管業(ye)(ye)務(wu)(wu)(wu)試點(dian);銀行(xing)間(jian)(jian)嘗試做(zuo)市(shi)商;互聯網(wang)證(zheng)券(quan)業(ye)(ye)務(wu)(wu)(wu)試點(dian);柜臺市(shi)場業(ye)(ye)務(wu)(wu)(wu)試點(dian);股(gu)票(piao)(piao)期權(quan)(quan)交易(yi)參(can)(can)與(yu)人;開展黃金現貨合(he)約自(zi)營資格、上市(shi)公司股(gu)權(quan)(quan)激(ji)勵行(xing)權(quan)(quan)融(rong)資業(ye)(ye)務(wu)(wu)(wu)、合(he)格境內(nei)機構(gou)投資者(QDII)資格等其他業(ye)(ye)務(wu)(wu)(wu)資格。
國金證券股份有限公司(si)自成立以來,嚴格遵守各(ge)項(xiang)法(fa)律法(fa)規,不(bu)斷完善公司(si)法(fa)人治理結構,建(jian)立了比較健(jian)全(quan)的內控制度,始終堅(jian)持合規管(guan)理和穩(wen)健(jian)經(jing)營。